Senior Compliance Executive

Responsibilities: We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company’s diversified investment business groups. Depending on the candidate’s experience, duties will include the following: Conduct compliance reviews and monitoring/surveillance across the company’s business activities; Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring; Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk

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