We are a leading brokerage firm in Singapore that offers exciting opportunities with extensive exposure in the wide range of products and services we engage in. If you are looking to advance your career growth, step in to grow with us! Responsibilities: Support the Head of Compliance and Team Lead in providing reports and statistics to Senior Management and business units on AML/CFT related matters. Conduct compliance reviews and monitoring work on AML/CFT related matters. Provide advisory to Senior Management and business units on compliance with AML/CFT related rules and regulations. Review suspicious transactions reports filed by business units and

Role Overview: The executive will assist in managing and executing the compliance programs, provide regulatory advisory/guidance in respect of the Trust business. Responsibilities:  Conduct compliance reviews and monitoring/surveillance across the Trust company’s business activities; Responsible for on-boarding matters such as source of wealth and source of funds review and the subsequent periodic reviews and ongoing transaction monitoring; Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring; Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the creation, revision and implementation of risk and compliance management initiatives/policies, and enhancing and

Responsibilities: We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company’s diversified investment business groups. Depending on the candidate’s experience, duties will include the following: Conduct compliance reviews and monitoring/surveillance across the company’s business activities (e.g. in financial advisory, securities/derivatives broking, fund management); Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring; Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies,

Role Overview: We are looking for a detail-oriented and experienced Compliance Officer to join our new DPT unit. In this role, you will be responsible for developing, implementing, and managing compliance programs to ensure our operations align with regulatory standards. You will play a critical role in identifying potential risks, performing due diligence, and working with various departments to maintain a secure and compliant environment. Responsibilities: 1. Compliance Program Development: Develop, implement, and maintain the company’s compliance policies and procedures in accordance with relevant laws and regulations (AML, KYC, CFT, etc.). Develop risk-based compliance programs to facilitate the execution of