Risk & Compliance Manager

Responsibilities: Preparing regular risk and performance reports for the investment team, senior management and the Directors. Continuous enhancement of the risk-based compliance programs to maintain high standards in execution of compliance reviews and monitoring. Working closely with various functions within the firm to ensure that the firm and its funds comply with the requirements of all applicable statute, rules and regulations. Overseeing pre-trade and post-trade compliance. Implementing and enhancing portfolio ESG risk management framework, policy compliance and monitoring processes, in close collaboration with internal and external stakeholders. Dealing with risk and compliance-related communication and reporting with internal and external stakeholders,

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Compliance Manager

Responsibilities: We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company’s diversified investment business groups. Depending on the candidate’s experience, duties will include the following: Conduct compliance reviews and monitoring/surveillance across the company’s business activities; Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring; Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk and compliance

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Senior Compliance Executive

Responsibilities: We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company’s diversified investment business groups. Depending on the candidate’s experience, duties will include the following: Conduct compliance reviews and monitoring/surveillance across the company’s business activities; Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring; Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk

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