Responsibilities:
Account Opening & Maintenance
- Review account opening documentations to ensure completeness and compliance with regulatory rules and internal policies;
- Liaise with business units to gather missing client’s information and/or any other outstanding issues to ensure Customer Due Diligence (CDD) can be performed properly;
- Perform adverse checks on potential clients to identify any possible AML concerns and to escalate to senior management for approval;
- Response to queries from business units;
- Review submission of updates by existing clients as part of ongoing review.
Trading Limit Review
- Review ad-hoc trading limit requests from business units and submit for senior management approval;
- Perform periodic review on clients’ existing limit to ensure they remain relevant.
License Representative Application & Maintenance
- Review prospective license representatives’ profiles and conduct background checks to ensure they are fit and proper;
- Ensure license representatives comply with annual fit and proper requirements.
Requirements:
- Diploma/Degree in any discipline
- Team player with good interpersonal skills
- Meticulous and able to deliver within tight deadline
- Self-motivated with the ability to multi-task in a dynamic environment
- Familiar with tools such as python, Macro, Tableau will be an advantage
If you are looking for an environment of growth and opportunities, please write in with a detailed resume stating the position applied and expected salaries to the HR department via recruitment@phillip.com.sg.
We regret that only shortlisted candidates will be notified.
Brought to you by Phillip Nova Pte Ltd (A member of PhillipCapital)