Responsibilities: Account Opening & Maintenance Review account opening documentations to ensure completeness and compliance with regulatory rules and internal policies; Liaise with business units to gather missing client’s information and/or any other outstanding issues to ensure Customer Due Diligence (CDD) can be performed properly; Perform adverse checks on potential clients to identify any possible AML concerns and to escalate to senior management for approval; Response to queries from business units; Review submission of updates by existing clients as part of ongoing review. Trading Limit Review Review ad-hoc trading limit requests from business units and submit for senior management approval; Perform

Responsibilities Evaluate internal control and risk management systems to ensure that effective internal control systems and risk control measures are in place Assist the company to review and enhance the audit process, procedures and systems Actively promote the establishment of sound policies and guidelines on internal controls, risk management and corporate governance Identify key risk areas and gaps / weaknesses in internal control and make recommendations to the respective business units for improvements Assist Head of Internal Audit in annual audit planning according to the risk assessment framework Participate in discussions on product development and procedures design in relation to

You are required to plan and execute IT Applications control audit, Process and Governance audits of systems. An application control audit is designed to ensure that an application’s transactions and the data it outputs are secure, accurate and valid. As applications have become the primary attack vector for malicious individuals seeking to breach enterprise defenses, the application control audit has become an important tool in ensuring that software is free from flaws and vulnerabilities that might be exploited by hackers. You are required to review IT policies and procedures while ensuring that IT controls are working effectively. You are to