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Middle Office Executive (Night Shift)

Do you possess a strong work ethic and a detail-oriented approach? Phillip Nova, a leading financial brokerage firm, seeks a Middle Office Executive (Night Shift) to join our Middle Office team! This role offers the opportunity to contribute to the smooth operation of our risk management framework during the US hours trading sessions. Your contributions will ensure the continued stability of our Futures, Options, Forex, CFDs, and Equities markets. Responsibilities: Participate in the development and implementation of risk management protocols. Utilize analytical skills to generate data-driven reports that inform strategic decision-making. Collaborate with internal teams to identify and mitigate potential

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July 24, 2024

Credit Admin Executive

Responsibilities: Account Opening & Maintenance Review account opening documentations to ensure completeness and compliance with regulatory rules and internal policies; Liaise with business units to gather missing client’s information and/or any other outstanding issues to ensure Customer Due Diligence (CDD) can be performed properly; Perform adverse checks on potential clients to identify any possible AML concerns and to escalate to senior management for approval; Response to queries from business units; Review submission of updates by existing clients as part of ongoing review. Trading Limit Review Review ad-hoc trading limit requests from business units and submit for senior management approval; Perform

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July 17, 2024

Quality Service Executive/Senior Executive/Assistant Manager/Manager

Job Description: This position reports to Head, Quality Service. We are looking for an energetic, and self-driven individual who could think out of the box and make a difference in the company by implementing and seeing through improvements to processes, products, platform and people. You will be part of the Quality Service Team that is committed to improving customer experience and improving quality within the company. You will be handling and providing strong support to the process of achieving fair resolution for escalated complaints with the achievement of business process improvement and customer satisfaction. The team works closely with various

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July 17, 2024

Dealer (Corporate and Institutional)

Job Description   Assist Team Head to grow APAC Institutional and Intermediary business Pro-active engagement and build good rapport with key institutional clients Provide all round trade execution services on global equity markets through Bloomberg EMSX, GL and various proprietary trading systems. Work closely with counterparties and back office on account related, post trade settlement and corporate action matters Provide equity trading ideas and market colours Actively implementing ideas and process changes to improve the whole trade life cycle   Requirements Degree in any relevant discipline Certifications in CMFAS 1A, 5, 6, 6A will be advantageous Prior background in serving

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July 15, 2024

Business Development Executive, Global Derivatives and Securities

Job Description You will contribute to the growth and advancement of Phillip Nova’s business operations on listed products. Your responsibilities include supporting client acquisition through event organization, networking and implementation of various expansion strategies. Additionally, you will engage in maintaining relationships with existing clients, ensuring they receive timely support tailored to their trading requirements. Responsibilities Identify new business opportunities, develop and implement marketing strategies to drive brand awareness and increase customer acquisition. Perform market analysis to pinpoint prospective clients and monitor industry shifts. Organize client-engagement events, develop presentations and proposals for client interactions. Coordinate and liaise with internal and external

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July 15, 2024

Fixed Income Credit Analyst

Key Responsibilities: Reporting to the Team Head, you will: To be part of the investment team and consistently promote investment ideas and update the team on the latest company/sector developments in written and verbal formats. Undertake deep-dive research, financial modelling and conduct due diligence on companies/sectors with an objective to support the Fixed Income Desk. Work closely with Relationship Managers/Dealing Team in pursuing their client strategies through proactive idea generation, including accompanying Relationship Managers/Dealing Team on client visits if needed. Meet up with clients and conduct client seminars occasionally under guidance of senior colleagues. Lead marketing and education efforts in

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July 4, 2024

Assistant Manager/Manager (Operations)

Responsibilities: ·       You will oversee the daily policy processing of Life Insurance, unit trust and account opening forms. ·       You will liaise with the respective insurers to process commission payments to our financial advisers. ·       You will lead the team to ensure that the daily operations run efficiently and smoothly; this includes, but not limited to accurate data entry, timely revision of forms, close follow-ups with insurance partners and financial advisers on policy documentations, etc. ·       You will be involved in the continuous efforts in business process and system enhancements by taking the initiative to review and gather feedback from

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July 2, 2024

CFD Central Dealer

As a member of the Contract for Difference (CFD) Dealing Team, you will be reporting to the Dealing Manager and be responsible for marketing, content creation and trade execution. Your day-to-day job requires you to be updated of development in the global capital markets, company announcements, annual reports and charts to highlight potential trading opportunities for our clients. You should be comfortable with reaching out to clients and partners through various platforms on topics such as CFD product marketing or relevant trading strategies associated with it. You may also be required to travel overseas to develop Phillip CFD business activities

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June 7, 2024

Internal Auditor

Responsibilities Evaluate internal control and risk management systems to ensure that effective internal control systems and risk control measures are in place Assist the company to review and enhance the audit process, procedures and systems Actively promote the establishment of sound policies and guidelines on internal controls, risk management and corporate governance Identify key risk areas and gaps / weaknesses in internal control and make recommendations to the respective business units for improvements Assist Head of Internal Audit in annual audit planning according to the risk assessment framework Participate in discussions on product development and procedures design in relation to

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June 7, 2024

Equities Dealer

Job Summary: You will be working in a team as an in-house Equities Dealer. Entrusted with a pool of clients, your primary task will be to grow and manage the accounts under your team, as well as to perform in other related tasks assigned to you.   In order to be successful in this role: • Well-versed in the fundamental and technical analysis on stocks, as well as proficient in various financial products including Bonds, Margin, and more. • Effective communication skills to be able to speak to clients on an individual or in a seminar/ webinar capacity • Sales

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June 7, 2024